Tsanhwa Wu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tsanhwa Wu, who also goes by David Wu, Tsan Hwa Wu, was a registered financial professional .
Tsanhwa is a previously registered financial professional and started their career in finance in 1988. Tsanhwa had worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 53, Series 4, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2009 - November 12, 2009
FIRST STAR SECURITIES CORPORATION
October 23, 2008 - May 18, 2009
UNITED EQUITY SECURITIES, LLC
June 7, 2007 - March 10, 2009
ONE FINANCIAL SECURITIES, LTD.
March 14, 2007 - April 24, 2009
ELITE SECURITIES, INC.
February 7, 2006 - October 24, 2007
SUPERTRADE SECURITIES, INC.
February 7, 2006 - June 11, 2013
GWM GROUP, INC.
March 22, 2002 - September 23, 2002
SUPERTRADE SECURITIES, INC.
September 27, 2001 - February 7, 2002
KDN SECURITIES, INC.
June 20, 1995 - February 14, 2022
TREASURE FINANCIAL CORP.
November 23, 1988 - July 6, 1995
YOUNGBLOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/6/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 8/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIRST STAR SECURITIES CORPORATION
CRD#: 111963 / SEC#: , 8-53217
Contact information
Documents
Red Flags
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