Adam J. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Jonathan Cohen, who also goes by Adam J Cohen, Adam Jonathan Cohen, was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1989. Adam had worked at 12 firms and has passed the Series 63, Series 66, Series 65, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2021 - December 31, 2024
FARMERS FINANCIAL SOLUTIONS, LLC
September 15, 2014 - December 31, 2014
LIGHTPATH CAPITAL, INC
May 8, 2013 - July 9, 2013
EDWARD JONES
April 14, 2010 - January 20, 2011
NATIONWIDE SECURITIES, LLC
May 13, 2009 - June 8, 2009
NATIONWIDE SECURITIES, LLC
April 28, 2009 - June 8, 2009
NATIONWIDE SECURITIES, LLC
January 3, 2008 - August 8, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
November 9, 2007 - August 8, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
October 13, 2000 - November 2, 2000
TWENTY-FIRST SECURITIES CORPORATION
August 7, 2000 - September 29, 2000
CARLIN EQUITIES, LLC
June 8, 2000 - August 8, 2000
FIRST UNION BROKERAGE SERVICES, INC.
July 29, 1998 - November 16, 1999
I/B/E/S INC.
September 11, 1997 - July 8, 1998
CHASE INVESTMENT SERVICES CORP.
October 11, 1994 - September 2, 1997
PRUDENTIAL EQUITY GROUP, LLC
October 30, 1989 - October 17, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 1989 - September 23, 1989
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/10/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
