Dennis M. O'connor
Professional summary
Dennis Martin O'connor, who also goes by Dennis Martin Oconnor, is a registered financial advisor currently at BRAE HEAD, INC. located in Essex, Connecticut.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Dennis has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Martin O'connor's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2004 - Present
BRAE HEAD, INC.
Office #1: 16 Saybrook Road, Essex, CT 06426November 8, 2004 - November 29, 2007
JERA SECURITIES, INC.
January 4, 1999 - December 31, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 13, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
February 12, 1990 - August 21, 1997
MORGAN STANLEY DW INC.
September 24, 1986 - February 24, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/5/2022)
(10/29/2004)
(8/8/2023)
Exams
Series 8
Date: 7/28/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BRAE HEAD, INC.
CRD#: 129265 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 82,116,699 |
Red Flags
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