Lowry H. Bayley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lowry Hinch Bayley, who also goes by L H Bayley, was a registered financial professional .
Lowry is a previously registered financial professional and started their career in finance in 1965. Lowry had worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, Series 7TO, Series 79TO, SIE, Series 1, Series 9, Series 24, Series 10 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2015 - January 19, 2024
SANCTUARY ADVISORS, LLC
April 12, 2005 - August 11, 2015
SANCTUARY SECURITIES, INC.
July 25, 2002 - July 25, 2002
SANCTUARY SECURITIES, INC.
September 9, 1965 - January 19, 2024
SANCTUARY SECURITIES, INC.
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 10/12/1959
Registered Representative ExaminationCurrent Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
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