Donald Harrington

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CRD#: 1540881

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Harrington, who also goes by Don Harrington, Donald Paul Harrington Jr, Donald Paul Harrington, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Don Harrington | Donald Paul Harrington Jr | Donald Paul Harrington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Grandview Insurance Agency, LLC; 100 Grandview Road, #404, Braintree, MA 02184; Grandview Insurance Agency receives a small amount of revenue on an old block of life insurance policies which I manage. Grandview is not actively selling new business; Owner as of 2009. 2. The Family Restored; P.O. Box 10116, Portland, ME 04104; Non-profit organization; Board Member as of 8/1/19. 3. South of Boston, LLC (formerly Westport Strategies, LLC); 100 Grandview Road, #404, Braintree, MA, 02184; South of Boston, LLC is not actively providing any business services. It is an active entity only to manage the receipt of payments and member distributions that resulted from the Asset Purchase Agreement for Westport Strategies finalized August 30, 2019; Member as of 9/1/2019 4. May perform various activities for CapAcuity Consulting LLC or CapAcuity LLC which is affiliated by common ownership with CapAcuity Securities Inc. Hours and responsibilities may vary.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 7, 2020 - May 9, 2024

CAPACUITY LLC

RIA

CRD#: 297679

Braintree, MA

Past

September 4, 2019 - May 9, 2024

CAPACUITY SECURITIES, INC.

CRD#: 15384

LAKE MARY, FL

Past

February 3, 2011 - September 3, 2019

FAS CORP.

CRD#: 43536

LEAWOOD, KS

Past

July 31, 2008 - January 31, 2011

CLARK SECURITIES, INC.

CRD#: 43803

GREENSBORO, NC

Past

January 27, 1997 - July 30, 2008

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

BRAINTREE, MA

Past

January 5, 1996 - December 31, 1996

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

July 30, 1991 - November 28, 1995

ASSET MANAGEMENT SECURITIES CORP.

CRD#: 14433

BOCA RATON, FL

Past

May 9, 1990 - July 15, 1991

CONFEDERATION FINANCIAL SERVICES (U.S.), INC.

CRD#: 23735

Past

August 21, 1986 - February 22, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/24/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/1986

General Securities Representative Examination

Current Firm

CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

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Contact information

Main Address

300 International Parkway Suite 350, Lake Mary, FL 32746

Mailing Address

Phone number

(407) 949-6889

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A - 03.31.2025 (3/31/2025)

PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 10,601,699,879

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
11/19/2024	Cover Page	Report
12/26/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Donald Harrington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPACUITY SECURITIES, INC.

FAS CORP.

CLARK SECURITIES, INC.

WESTPORT FINANCIAL SERVICES, L.L.C.

COMPASS SECURITIES CORPORATION

ASSET MANAGEMENT SECURITIES CORP.

CONFEDERATION FINANCIAL SERVICES (U.S.), INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

CAPACUITY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/24/2020

Series 63

Date: 8/27/1986

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1986

Current Firm

CAPACUITY LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPACUITY LLC

TRUST BUT VERIFY

Contact information

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