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Donald Harrington

CRD# 1540881·Registered 1986 - 2024
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Harrington, who also goes by Don Harrington, Donald Paul Harrington Jr, Donald Paul Harrington, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1986 - 2024. Donald had worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Don Harrington, Donald Paul Harrington Jr, Donald Paul Harrington

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

CAPACUITY LLC·CRD# 297679
RIA
Braintree, MA
December 7, 2020 - May 9, 2024
CAPACUITY SECURITIES, INC.·CRD# 15384
BD
Lake Mary, FL
September 4, 2019 - May 9, 2024
FAS CORP.·CRD# 43536
BD
Leawood, KS
February 3, 2011 - September 3, 2019
CLARK SECURITIES, INC.·CRD# 43803
BD
Greensboro, NC
July 31, 2008 - January 31, 2011
WESTPORT FINANCIAL SERVICES, L.L.C.·CRD# 38449
BD
Braintree, MA
January 27, 1997 - July 30, 2008
COMPASS SECURITIES CORPORATION·CRD# 16168
BD
Braintree, MA
January 5, 1996 - December 31, 1996
ASSET MANAGEMENT SECURITIES CORP.·CRD# 14433
BD
Boca Raton, FL
July 30, 1991 - November 28, 1995
CONFEDERATION FINANCIAL SERVICES (U.S.), INC.·CRD# 23735
BD
May 9, 1990 - July 15, 1991
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
August 21, 1986 - February 22, 1988

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Current Firm

CL
CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636
RIA
Registered Investment Advisory firm - SEC (7/19/2018 Approved)

Contact Information

Main Address

300 International Parkway Suite 350, Lake Mary, FL 32746

Phone Number

(407) 949-6889

# of Employees

40

SEC notice filing (48 States and Territories)

Registered to provide investment advisory services in 48 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV, PART 2A - 03.10.2026 (3/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

218

AUM (Assets Under Management)

$13,866,813,112

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2025Cover PageReport
11/19/2024Cover PageReport
12/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Grandview Insurance Agency, LLC; 100 Grandview Road, #404, Braintree, MA 02184; Grandview Insurance Agency receives a small amount of revenue on an old block of life insurance policies which I manage. Grandview is not actively selling new business; Owner as of 2009. 2. The Family Restored; P.O. Box 10116, Portland, ME 04104; Non-profit organization; Board Member as of 8/1/19. 3. South of Boston, LLC (formerly Westport Strategies, LLC); 100 Grandview Road, #404, Braintree, MA, 02184; South of Boston, LLC is not actively providing any business services. It is an active entity only to manage the receipt of payments and member distributions that resulted from the Asset Purchase Agreement for Westport Strategies finalized August 30, 2019; Member as of 9/1/2019 4. May perform various activities for CapAcuity Consulting LLC or CapAcuity LLC which is affiliated by common ownership with CapAcuity Securities Inc. Hours and responsibilities may vary.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CL
CAPACUITY LLC

CAPACUITY LLC | CAVALLINO FINANCIAL LLC

CRD#: 297679 / SEC#: 801-113636
RIA
Registered Investment Advisory firm - SEC (7/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1986About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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DH
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