Sheryl B. Craun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheryl Byers Craun was a registered financial professional .
Sheryl is a previously registered financial professional and started their career in finance in 1986. Sheryl had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2020 - May 26, 2022
NUVEEN SECURITIES, LLC
June 30, 2015 - March 2, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 30, 2003 - January 30, 2007
ADP BROKER-DEALER, INC.
October 19, 2001 - May 30, 2003
DWS DISTRIBUTORS, INC.
December 21, 2000 - October 19, 2001
DEAM INVESTOR SERVICES, INC.
September 2, 1986 - November 30, 2000
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
