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George T. Hellen

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CRD#: 1540764
GH

Professional summary

George Theordore Hellen was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

George is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, George had worked at 12 firms, which includes GILBERT MARSHALL & COMPANY, SMITH BENTON & HUGHES INC., H.J. MEYERS & CO. INC., JASON MACKENZIE SECURITIES INC., PARAMOUNT INVESTMENTS INTERNATIONAL INC., TAMARON INVESTMENTS INC., BRENNAN ROSS SECURITIES INC., CENTURY FINANCIAL SECURITIES INC., INTERCAP INVESTMENT GROUP INC., WILLIAM BARTON FINANCIAL INC., FINNET SECURITIES INC., KOBER FINANCIAL CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

George Theodore Hellen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 12, 1994 - March 8, 1995

GILBERT MARSHALL & COMPANY

BD
CRD#: 13954
GREELEY, CO
Past

June 13, 1994 - October 18, 1994

SMITH, BENTON & HUGHES, INC.

BD
CRD#: 20877
LOS ANGELES, CA
Past

April 26, 1994 - June 3, 1994

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

September 14, 1993 - October 6, 1993

JASON MACKENZIE SECURITIES, INC.

BD
CRD#: 15287
Past

January 26, 1993 - July 1, 1993

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

BD
CRD#: 30898
DENVER, CO
Past

November 15, 1990 - July 10, 1992

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
ENGLEWOOD, CO
Past

March 15, 1990 - November 20, 1990

BRENNAN ROSS SECURITIES, INC.

BD
CRD#: 18363
Past

August 23, 1989 - November 8, 1989

CENTURY FINANCIAL SECURITIES, INC.

BD
CRD#: 15280
Past

August 21, 1989 - March 10, 1990

INTERCAP INVESTMENT GROUP, INC.

BD
CRD#: 17227
Past

May 10, 1989 - June 9, 1989

WILLIAM BARTON FINANCIAL, INC.

BD
CRD#: 13893
Past

March 30, 1988 - April 13, 1989

FINNET SECURITIES, INC.

BD
CRD#: 17960
Past

December 26, 1986 - April 7, 1988

KOBER FINANCIAL CORP.

BD
CRD#: 17551
ENGLEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/1/1991
General Securities Principal Examination

Current Firm

GM
GILBERT MARSHALL & COMPANY
GILBERT MARSHALL & COMPANY | GILBERT/MARSHALL & COMPANY

CRD#: 13954 / SEC#: , 8-30071

BD
Revoked by SEC on 08/16/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 05/18/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GILBERT MARSHALL & COMPANY

CRD#: 13954

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