John P. Lehning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Lehning was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2021 - April 10, 2024
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
October 1, 2013 - July 19, 2021
FORESIDE FINANCIAL SERVICES, LLC
April 8, 2010 - September 24, 2013
FORESIDE FUND SERVICES, LLC
January 3, 2006 - November 5, 2008
FORESIDE FUND SERVICES, LLC
November 5, 2001 - December 31, 2005
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
January 5, 2001 - September 28, 2001
SEI INVESTMENTS DISTRIBUTION CO.
March 18, 1999 - November 30, 2000
FUNDS DISTRIBUTOR, LLC
May 16, 1996 - January 21, 1998
SEI INVESTMENTS DISTRIBUTION CO.
March 14, 1995 - December 22, 1995
VOYA FINANCIAL PARTNERS, LLC
December 15, 1992 - February 9, 1995
1717 CAPITAL MANAGEMENT COMPANY
August 12, 1986 - April 24, 1989
AETNA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
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