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GD

Gary N. Distell

HIDDEN ROAD PARTNERS CIV US LLC
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 1540489
GD

Professional summary

Gary Neil Distell is a registered financial professional currently at HIDDEN ROAD PARTNERS CIV US LLC located in New York, New York.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1986. Gary has worked at 11 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Neil Distell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2025 - Present

HIDDEN ROAD PARTNERS CIV US LLC

Office #1: 10 East 40th Street 26th Floor, New York, NY 10016Office #2: 10 E. 40th Street 26th Floor, New York, NY 10016
BD
CRD#: 331954
NEW YORK, NY
Past

September 21, 2016 - October 20, 2020

CROTON LIQUID MARKETS LLC

BD
CRD#: 283873
NEW YORK, NY
Past

October 15, 2015 - June 24, 2024

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

September 30, 2014 - April 1, 2015

CFWP SECURITIES, LLC

BD
CRD#: 170228
NEW YORK, NY
Past

September 8, 2010 - April 1, 2015

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

February 5, 2010 - April 1, 2015

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

February 5, 2010 - April 1, 2015

AQUA SECURITIES L.P.

BD
CRD#: 47681
NEW YORK, NY
Past

February 4, 2010 - April 1, 2015

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

June 7, 2002 - April 28, 2006

INSTITUTIONAL DIRECT INC.

BD
CRD#: 23019
NEW YORK, NY
Past

August 18, 2000 - July 10, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 21, 1986 - December 23, 1986

RUTHERFORD, BROWN & CATHERWOOD, LLC

BD
CRD#: 10306

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/10/2025)
RR
District of Columbia
(8/12/2025)
RR
Indiana
(8/7/2025)
RR
Massachusetts
(7/7/2025)
RR
New York
(4/4/2025)
RR
North Carolina
(4/23/2025)
RR
Texas
(7/31/2025)
RR
Washington
(6/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/17/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/7/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/16/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/10/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HR
HIDDEN ROAD PARTNERS CIV US LLC
HIDDEN ROAD PARTNERS CIV US LLC | RIPPLE PRIME

CRD#: 331954 / SEC#: , 8-71259

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
10 East 40th Street 26th Floor, New York, NY 10016
Mailing Address
10 East 40th Street 26th Floor, New York, NY 10016
Phone number
(646) 834-5623
Established
Delaware since 10/04/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HIDDEN ROAD PARTNERS CIV US HOLDCO LLCPARENT COMPANY
ASCH, MARC EDWARDCHIEF EXECUTIVE OFFICER5565083
CIPOLLONE, BRIAN MICHAELPRINCIPAL OPERATIONS OFFICER2982507
DISTELL, GARY NEILCHIEF COMPLIANCE OFFICER1540489
KNECHT, JOHN ELIOTCHIEF FINANCIAL OFFICER/FINOP7192538
MEHTA, HINA MANHERLALGENERAL COUNSEL

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIDDEN ROAD PARTNERS CIV US LLC

CRD#: 331954New York, NY 10016

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