LB
Luke J. Buehler
NWF ADVISORY SERVICES
Fredonia, NY 14063
Some features on this profile are disabled
CRD#: 1540406
LB
Professional summary
Luke Jay Buehler, AIF® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Fredonia, New York and OSAIC WEALTH, INC. located in Fredonia, New York.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Luke has worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SUMMIT FINANCIAL ADVISORS, LLC -HOLDING CO; START DATE 4/5/96; 0 HRS PER MONTH. 2. SUNY FREDONIA TECHNOLOGY INCUBATOR MENTOR PROGRAM -VOLUNTEER; NON-PROFIT ORG; START DATE; 10/1/18; 4 HRS PER MONTH. 3. TEAM 1 INSURANCE SERVICES LLC -MEMBER; INSURANCE FIXED/LIFE/HEALTH/P&C; START DATE 11/1/21; 4 HRS PER MONTH. 4. TEAM 1 INSURANCE LLC POS: Partner NATURE: Property Casualty Insurance/Medicare Advantage & Medicare Supplement Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 7/1/19 ADDY: 1285 N Main, Jamestown NY 14701 DESCRIPT: provide referrals to agency, help monitor business financials. 5. DNL PROPERTIES LLC POSITION: partner NATURE: LLC owns 2 office buildings INVESTMENT RELATED: Yes # OF HRS: 2 SECURITIES TRADING HRS: 1 START DATE: 6/1/06 ADDY: 1285 N Main St, Jamestown NY 14701 DESCRIPT: Monitor financials, hire maintenance 6. LJB FINANCIAL SVCS POS: VP NATURE: holding company passthrough, small portion of income and expenses generated solely from fixed life insurance/fixed annuity sales/service. INVESTMENT RELATED: Yes # OF HRS: 4 SECURITIES TRADING HRS: 2 START DATE: 7/1/04 ADDY: 35 E Main St, Fredonia NY 14063 DESCRIPT: pay expenses specifically to do with fixed life sales. Sell/service fixed life 7. DUNKIRK FREDONIA LIONS CLUB POSITION: Chairman of the Equipment closet NATURE: service org INVESTMENT RELATED: No # OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 8/1/19 ADDY: PO Box 44, Dunkirk NY 14048 DESCRIPT: Help club receive in & donate out household medical equipt wheelchairs/shower chairs etc to those in need in our community 8. SUMMIT WEALTH MGMT INC. POS: VP NATURE: DBA for Wealth Management/Financial Planning INVESTMENT RELATED: Yes # OF HRS: 40 SECURITIES TRADING HRS: 40 START DATE: 7/1/04 ADDY: 35 E Main St, Fredonia NY 14063, DESCRIPT: direct employees, work directly with client on wealth management issues. 9. LUCA S CALANNI FOUNDATION POS: Finance Committee Member NATURE: nonprofit established to help underprivileged kids in Western NY. Luca Calanni was my grandson who tragically died at age 11 from complications from a Flu virus. INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HRS: 1 START DATE: 2/15/20 ADDY: PO Box 614, Hamburg NY 14075 DESCRIPT: help fellow committee members monitor grants/donations, coordinated with local community foundation. Report to the board of directors regarding quarterly activity of the foundation. 10. SUMMIT ACCOUNTING SOLUTIONS POS: partner NATURE: Provide income tax preparation/pro forma tax reviews. INVESTMENT RELATED: No # OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 1/2/11 ADDY: 1285 N Main St, Jamestown NY 14701 DESCRIPT: Discuss client needs and results with accounting staff. 11. LUKE BUEHLER POS: insurance agent NATURE: sole proprietor INVESTMENT RELATED: Yes # OF HRS: 4 SECURITIES TRADING HRS: 3 START DATE: 8/15/24 ADDY: 35 E Main St, Fredonia NY 14063 DESCRIPT: place fixed life, disability, long term care protection products as well as fixed interest annuities to help clients 12. NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/24/2025 ADDRESS: 35 East Main Street, Fredonia NY 14701 DESCRIPTION: I Provide Advisory Services such as Financial Plans, WRAP Fee accounts, Retirement Plan Consulting, etc. I devote about 70% of my work hours towards this business.
CRS (Client Relationship Summary) - RIA
Click below to view Luke Jay Buehler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 19, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 35 East Main St, Fredonia, NY 14063RIA
CRD#: 110410
Fredonia, NY
Current
October 9, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 35 East Main St, Fredonia, NY 14063RIA
BD
CRD#: 23131
Fredonia, NY
Past
October 9, 2023 - July 3, 2025
THE AMERIFLEX GROUP
RIA
CRD#: 305585
Fredonia, NY
Past
September 8, 2022 - October 19, 2023
CETERA ADVISORS LLC
BD
CRD#: 10299
FREDONIA, NY
Past
November 12, 2020 - October 19, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
FREDONIA, NY
Past
November 28, 2011 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
JAMESTOWN, NY
Past
November 28, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
FREDONIA, NY
Past
May 22, 2007 - December 31, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
JAMESTOWN, NY
Past
August 13, 2003 - December 31, 2007
SUMMIT FINANCIAL ADVISORS, LLC
RIA
CRD#: 119894
JAMESTOWN, NY
Past
October 18, 2002 - May 25, 2007
NEW ENGLAND SECURITIES
BD
CRD#: 615
JAMESTOWN, NY
Past
July 11, 1997 - November 15, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SCOTTSDALE, AZ
Past
October 2, 1986 - July 9, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
October 2, 1986 - July 9, 1997
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/9/2023)
RR
California(10/9/2023)
RR
Delaware(10/9/2023)
RR
Florida(10/9/2023)
RR
Maine(10/9/2023)
RR
Maryland(10/9/2023)
RR
Massachusetts(10/9/2023)
RR
Michigan(10/9/2023)
RR
Minnesota(10/9/2023)
RR
Nevada(2/12/2024)
RR
New Jersey(10/9/2023)
RR
New York(10/9/2023)
IAR
New York(5/19/2025)
RR
North Carolina(10/20/2023)
RR
Ohio(10/9/2023)
RR
Pennsylvania(10/9/2023)
RR
South Carolina(10/11/2023)
RR
South Dakota(10/9/2023)
RR
Tennessee(10/9/2023)
RR
Virginia(10/9/2023)
RR
West Virginia(10/9/2023)
RR
Wisconsin(10/9/2023)
RR
Wyoming(10/9/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
