Craig O. Bailey

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CRD#: 1540354

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Odell Bailey JR., who also goes by Chip Bailey, Craig Odell Bailey, was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 2005. Craig had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Chip Bailey | Craig Odell Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 28, 2026 - May 11, 2026

PENSION & WEALTH MANAGEMENT ADVISORS

RIA

CRD#: 309546

WALTHAM, MA

Past

January 2, 2026 - January 28, 2026

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

November 21, 2024 - January 5, 2026

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Chicago, IL

Past

July 20, 2021 - May 17, 2022

KOTAK MAHINDRA, INC.

CRD#: 47251

NEW YORK, NY

Past

February 5, 2021 - March 29, 2021

POPLAR FOREST CAPITAL LLC

RIA

CRD#: 145250

PASADENA, CA

Past

September 2, 2016 - August 26, 2019

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

February 1, 2008 - August 26, 2019

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

RIA

CRD#: 121876

LOS ANGELES, CA

Past

July 4, 2005 - August 15, 2007

WESTBOURNE CAPITAL MANAGEMENT LLC

RIA

CRD#: 108735

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/21/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2018

General Securities Principal Examination

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

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Contact information

Main Address

800 South Street Suite 160, Waltham, MA 02453

Mailing Address

Phone number

(781) 810-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENSION & WEALTH MANAGEMENT ADVISORS (4/29/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 452,222,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig O. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

FORESIDE FUND SERVICES, LLC

KOTAK MAHINDRA, INC.

POPLAR FOREST CAPITAL LLC

NUVEEN SECURITIES, LLC

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

WESTBOURNE CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

PENSION & WEALTH MANAGEMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2025

Series 63

Date: 6/30/2025

Series 7TO

Date: 11/21/2024

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2016

Series 24

Date: 6/5/2018

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENSION & WEALTH MANAGEMENT ADVISORS

TRUST BUT VERIFY

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