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CB

Craig O. Bailey

PENSION & WEALTH MANAGEMENT ADVISORS
Waltham, MA 02453
Some features on this profile are disabled
CRD#: 1540354
CB

Professional summary

Craig Odell Bailey JR., who also goes by Chip Bailey, Craig Odell Bailey, is a registered financial advisor currently at PENSION & WEALTH MANAGEMENT ADVISORS located in Waltham, Massachusetts.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Craig has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chip Bailey | Craig Odell Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Odell Bailey JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

PENSION & WEALTH MANAGEMENT ADVISORS

Office #1: 800 South Street Suite 160, Waltham, MA 02453
RIA
CRD#: 309546
Waltham, MA
Past

January 2, 2026 - January 28, 2026

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

November 21, 2024 - January 5, 2026

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Chicago, IL
Past

July 20, 2021 - May 17, 2022

KOTAK MAHINDRA, INC.

BD
CRD#: 47251
NEW YORK, NY
Past

February 5, 2021 - March 29, 2021

POPLAR FOREST CAPITAL LLC

RIA
CRD#: 145250
PASADENA, CA
Past

September 2, 2016 - August 26, 2019

NUVEEN SECURITIES, LLC

BD
CRD#: 469
CHICAGO, IL
Past

February 1, 2008 - August 26, 2019

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

RIA
CRD#: 121876
LOS ANGELES, CA
Past

July 4, 2005 - August 15, 2007

WESTBOURNE CAPITAL MANAGEMENT LLC

RIA
CRD#: 108735
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P&
PENSION & WEALTH MANAGEMENT ADVISORS
PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA
Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/28/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/25/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/30/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/21/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/5/2018
General Securities Principal Examination

Current Firm

P&
PENSION & WEALTH MANAGEMENT ADVISORS
PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA
Registered Investment Advisory firm - (7/6/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
800 South Street Suite 160, Waltham, MA 02453
Mailing Address
Phone number
(781) 810-0800
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PENSION & WEALTH MANAGEMENT ADVISORS (4/29/2025)

Regulatory assets under management

Total Number of Accounts429
AUM (Assets Under Management)$ 452,222,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENSION & WEALTH MANAGEMENT ADVISORS

CRD#: 309546Waltham, MA 02453

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