John T. Taverna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Taverna was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2019 - November 17, 2023
VIRTU AMERICAS LLC
July 12, 2011 - August 3, 2020
VIRTU ITG LLC
June 3, 2011 - July 12, 2011
ATLANTIC EQUITIES, LLC
September 15, 2008 - May 31, 2011
VIRTU ITG LLC
December 4, 2000 - May 28, 2008
UBS SECURITIES LLC
June 24, 1999 - December 4, 2000
UBS FINANCIAL SERVICES INC.
August 19, 1986 - June 3, 1999
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/4/2006
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 74 |
| Civil Event | 1 |
Red Flags
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