James R. Summers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Richard Summers, CFP®, who also goes by Jim Summers, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1997 - August 1, 2017
RONALD BLUE & CO., LLC
January 1, 1993 - December 31, 1993
EQUITY SERVICES, INC.
October 23, 1989 - December 31, 1990
AVANTAX INVESTMENT SERVICES, INC.
October 24, 1986 - October 5, 1989
JOHN M. MCGIVNEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RONALD BLUE & CO., LLC
CRD#: 104605 / SEC#: 801-18423
Contact information
Red Flags
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