Mark F. Trautman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Forester Trautman, CFP® was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2016
Experience
December 8, 1997 - December 31, 2015
AUSTIN ATLANTIC CAPITAL INC.
July 18, 1995 - December 8, 1997
SHAY FINANCIAL SERVICES CO.
December 19, 1991 - May 3, 1994
DUPONT, WHITE & STONE, INC.
December 1, 1988 - January 2, 1990
STERLING & YORKE SECURITIES CORP.
July 20, 1987 - December 14, 1988
THOMSON MCKINNON SECURITIES INC.
July 23, 1986 - July 28, 1987
MOORE & SCHLEY, CAMERON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981 / SEC#: , 8-50509
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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