Bernard R. Schmitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Raymond Schmitt, who also goes by Bernard Raymond Schmidt, Bernie Schmitt, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1986. Bernard had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1995 - July 19, 1995
GREAT AMERICAN FINANCIAL NETWORK, INC.
November 1, 1991 - December 21, 1994
FIRST AFFILIATED SECURITIES
March 12, 1990 - October 18, 1991
FAIRCHILD FINANCIAL GROUP, INC.
December 20, 1989 - January 4, 1990
NETWORK 1 FINANCIAL SECURITIES INC.
February 24, 1989 - June 10, 1989
GREAT LAKES EQUITIES CO.
March 3, 1987 - February 27, 1989
POWER SECURITIES CORPORATION
October 22, 1986 - December 9, 1986
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT AMERICAN FINANCIAL NETWORK, INC.
CRD#: 14108 / SEC#: , 8-30268
Contact information
Documents
Red Flags
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