Arealous C. Earthman

NELSON SECURITIES,INC.

Spokane, WA 99218

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CRD#: 1539918

Professional summary

Arealous Clayton Earthman, who also goes by Ace Earthman, is a registered financial advisor currently at NELSON SECURITIES,INC. located in Spokane, Washington.

Arealous is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Arealous has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ace Earthman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arealous Clayton Earthman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Arealous Clayton Earthman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 1997 - Present

NELSON SECURITIES,INC.

Office #1: 9718 N Morton Ct, Spokane, WA 99218

RIA

CRD#: 14377

Spokane, WA

Current

June 2, 1992 - Present

NELSON SECURITIES,INC.

Office #1: 9718 N Morton Ct, Spokane, WA 99218

RIA

CRD#: 14377

Spokane, WA

Past

November 7, 1990 - July 7, 1992

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

December 14, 1987 - February 10, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 3, 1987 - July 6, 1987

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

December 11, 1986 - March 18, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 26, 1986 - December 17, 1986

ACUMENT SECURITIES, INC.

CRD#: 7661

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NELSON SECURITIES,INC.

NELSON INSURANCE AGENCY | WEALTH ASSET MANAGERS | NELSON SECURITIES,INC.

CRD#: 14377 / SEC#: 801-41346, 8-30576

RIA

Registered Investment Advisory firm - SEC (5/7/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/4/1997)

Florida
(2/14/1994)

Illinois
(3/28/1995)

Massachusetts
(4/18/1994)

Michigan
(3/4/1997)

North Carolina
(11/8/2002)

Texas
(3/28/1995)

Washington
(6/2/1992)

IAR

Washington
(3/6/1997)

Wisconsin
(3/4/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NELSON SECURITIES,INC.

NELSON INSURANCE AGENCY | WEALTH ASSET MANAGERS | NELSON SECURITIES,INC.

CRD#: 14377 / SEC#: 801-41346, 8-30576

RIA

Registered Investment Advisory firm - SEC (5/7/1992 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

9718 N Morton Ct, Spokane, WA 99218

Mailing Address

9718 N Morton Ct, Spokane, WA 99218

Phone number

(509) 838-1313

Established

Washington since 10/03/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

SEC notice filing (50 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ESAM BROCHURE (7/21/2025)

WAM BROCHURE (7/21/2025)

NCA BROCHURE (7/21/2025)

Direct owners and executive officers

Name	Position	CRD#
NELSON, ROBERT OWEN JR	PRESIDENT, CEO	2245236
DONAHUE, PATRICK KEVIN	TREASURER, CFO	1695912
GIBSON, SHYLA SUZANNE	CHIEF COMPLIANCE OFFICER	2825987

Regulatory assets under management

Total Number of Accounts	2,026
AUM (Assets Under Management)	$ 271,967,129

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Arealous C. Earthman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arealous Clayton Earthman's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Arealous Clayton Earthman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NELSON SECURITIES,INC.

MONY SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TITAN/VALUE EQUITIES GROUP, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

ACUMENT SECURITIES, INC.

Primary Firm SEC Registration

NELSON SECURITIES,INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/1993

Series 63

Date: 9/6/1986

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1986

FINRA

Current Firm

NELSON SECURITIES,INC.

Contact information

SEC notice filing (50 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

NELSON SECURITIES,INC.

TRUST BUT VERIFY

Contact information

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