Ronald G. Patrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Gene Patrick, who also goes by Ron Patrick, Ronald Patrick, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1986. Ronald had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 26 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2012 - December 13, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
October 26, 2011 - September 21, 2012
WADDELL & REED
October 17, 2011 - September 21, 2012
WADDELL & REED
August 29, 2008 - October 26, 2009
TD AMERITRADE, INC.
August 29, 2008 - October 26, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 29, 2008 - October 26, 2009
TD AMERITRADE, INC.
January 1, 2002 - July 27, 2007
CHARLES SCHWAB & CO., INC.
January 25, 1991 - July 27, 2007
CHARLES SCHWAB & CO., INC.
March 11, 1987 - December 4, 1989
CHARLES SCHWAB & CO., INC.
August 21, 1986 - December 22, 1986
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/17/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
