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EC

Eric D. Carmichael

Some features on this profile are disabled
CRD#: 1539799
EC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Devon Carmichael was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1986. Eric had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 9, 2012 - January 2, 2013

QUOIN CAPITAL LLC

BD
CRD#: 136160
PHILADELPHIA, PA
Past

January 13, 2005 - February 9, 2012

PACIFIC AMERICAN SECURITIES, LLC

BD
CRD#: 42999
COLUMBUS, OH
Past

March 6, 2002 - January 3, 2005

GREENTREE BROKERAGE SERVICES, INC.

BD
CRD#: 45316
PHILADELPHIA, PA
Past

October 22, 1986 - July 5, 2001

PRYOR, COUNTS & CO., INC.

BD
CRD#: 11002
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/4/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/10/1990
General Securities Principal Examination

Current Firm

QC
QUOIN CAPITAL LLC
QUOIN CAPITAL LLC

CRD#: 136160 / SEC#: , 8-66980

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
123 South Broad Street 15th Floor, Philadelphia, PA 19109
Mailing Address
123 South Broad Street 15th Floor, Philadelphia, PA 19109
Phone number
(215) 564-1222
Established
Delaware since 09/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OWO HOLDING LLCOWNER
MANNINGS, HERMANCHIEF COMPLIANCE OFFICER3254961
MANNINGS, HERMANCHIEF EXECUTIVE OFFICER3254961
MITCHELL, FRANCIS GERALDFINOP1273975

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUOIN CAPITAL LLC

CRD#: 136160

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