Michael A. Ferraro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Ferraro was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 12 firms and has passed the Series 63, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1999 - June 21, 1999
THE CAMELOT GROUP, INC.
August 4, 1997 - December 7, 1998
JOSEPH CHARLES & ASSOC., INC.
October 25, 1993 - July 14, 1997
BARRON CHASE SECURITIES, INC.
November 11, 1992 - February 2, 1993
THE WELLINGTON GROUP, INC.
January 13, 1992 - October 29, 1992
H.J. MEYERS & CO., INC.
July 9, 1991 - December 9, 1991
JAMESON, DEWITT & ASSOCIATES, INC.
July 17, 1989 - February 21, 1990
THE STUART-JAMES COMPANY, INCORPORATED
September 28, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
August 5, 1988 - September 1, 1988
MARSHALL DAVIS, INC.
May 9, 1988 - July 23, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
January 5, 1988 - June 28, 1988
GREENTREE SECURITIES CORP.
February 26, 1987 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE CAMELOT GROUP, INC.
CRD#: 31091 / SEC#: , 8-45288
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
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