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Harry E. Blount

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CRD#: 1539658
HB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Edward Blount, who also goes by Harry E Blount, was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 1988. Harry had worked at 8 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Harry E Blount

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 3, 2011 - September 12, 2016

DISCERN SECURITIES, INC.

BD
CRD#: 155854
SAN MATEO, CA
Past

November 20, 2000 - December 7, 2007

LEHMAN BROTHERS INC.

BD
CRD#: 7506
SAN FRANCISCO, CA
Past

October 10, 2000 - December 1, 2000

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 23, 1999 - October 10, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

September 23, 1997 - September 8, 1999

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

October 19, 1990 - August 21, 1997

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
DALLAS, TX
Past

September 4, 1990 - October 9, 1990

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 23, 1988 - September 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

BD
CRD#: 7580

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/8/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


DS
DISCERN SECURITIES, INC.
DISCERN SECURITIES, INC.

CRD#: 155854 / SEC#: , 8-68748

BD
Terminated by SEC on 09/11/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 11/05/2010
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DISCERN GROUP, INC.100% OWNER
DICKSON, HENRY CHARLESPRINCIPAL, DIRECTOR OF RESEARCH1623667
COLLINS, ELIZABETH SARAHPART TIME FINOP4714831
STARBIRD, SCOTT EDRICCEO, CCO, CFO AND SECONDARY FINOP1412683

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DISCERN SECURITIES, INC.

CRD#: 155854

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