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KS

Kelly A. Saltzgaber

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CRD#: 1539350
KS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Alison Saltzgaber, who also goes by Kelly Alison Robertson, Kelly Robertson, was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 1986. Kelly had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kelly Alison Robertson | Kelly Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 22, 2009 - April 8, 2014

CAMBRIDGE INTERNATIONAL SECURITIES, LLC

BD
CRD#: 39137
WESTPORT, CT
Past

May 5, 2004 - February 6, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

April 20, 1989 - May 13, 2004

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 24, 1986 - April 15, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/8/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 9/26/1989
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/1986
General Securities Representative Examination

Current Firm

CI
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
CAMBRIDGE INTERNATIONAL SECURITIES, INC. | CAMBRIDGE INTERNATIONAL SECURITIES, LLC

CRD#: 39137 / SEC#: , 8-48552

BD
Terminated by SEC on 08/31/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 10/17/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAMBRIDGE INTERNATIONAL SECURITIES, INCOWNER
NEVSTAD, HENRY JOHANCEO6667320
WEBER, KATHARINE DIANATREASURER1509042
WEBER, WILLIAMPRESIDENT,COO, CCO1080444

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMBRIDGE INTERNATIONAL SECURITIES, LLC

CRD#: 39137

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