Mark Desalvo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Desalvo was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 62 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2016 - October 5, 2018
LPS CAPITAL LLC
February 23, 2015 - February 29, 2016
WHITAKER SECURITIES LLC
November 17, 2009 - February 13, 2015
BGC FINANCIAL, L.P.
January 3, 2007 - December 10, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
June 25, 1998 - March 19, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
January 19, 1993 - June 10, 1998
TULLETT & TOKYO SECURITIES, INC.
January 25, 1991 - January 18, 1993
MINT BROKERS
June 14, 1988 - January 25, 1991
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
September 2, 1986 - June 23, 1988
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 4/26/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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