Lina Farah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lina Farah, who also goes by Lina Naif Farah, was a registered financial professional .
Lina is a previously registered financial professional and started their career in finance in 1986. Lina had worked at 10 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2015 - February 11, 2016
MSI FINANCIAL SERVICES, INC.
June 25, 2013 - November 15, 2013
J.W. KORTH & COMPANY
June 19, 2013 - November 15, 2013
J.W. KORTH & COMPANY
January 1, 2008 - January 14, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - January 14, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 18, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
April 10, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
December 18, 1997 - October 25, 2005
CITIGROUP GLOBAL MARKETS INC.
December 11, 1997 - October 25, 2005
CITIGROUP GLOBAL MARKETS INC.
May 4, 1994 - September 5, 1996
NATIONSSECURITIES
March 6, 1992 - February 8, 1993
FAIC SECURITIES, INC.
September 10, 1990 - December 21, 1990
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 14, 1988 - June 28, 1988
LEHMAN BROTHERS INC.
August 21, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
