David C. Roberts

VIMA

Troy, MI 48085

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CRD#: 1539126

Professional summary

David Claude Roberts, CFP®, CPWA®, who also goes by David Roberts, is a registered financial advisor currently at VIMA, LLC located in Troy, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Zeiders Enterprises; 2750 Kilarney Drive, Suite 100, Woodbridge, VA 22192;non-investment related; Personal Financial Education of active duty military; Financial Counsel; 2/2016-present; 10hrs/mo.; 0hrs/mo. during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Claude Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

CPWA^®

Certified Private Wealth Advisor

Start date: 2020-08-31

Expire date: 2024-07-31

Experience

Current

September 3, 2020 - Present

VIMA, LLC

Office #1: 46 East Square Lake Rd., Troy, MI 48085

RIA

CRD#: 148833

Troy, MI

Past

October 18, 2019 - September 14, 2020

FINANCIAL STRATEGIES GROUP, INC

RIA

CRD#: 289054

OKEMOS, MI

Past

September 14, 2016 - February 6, 2019

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Lansing, MI

Past

September 14, 2016 - February 6, 2019

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Lansing, MI

Past

December 10, 2015 - May 10, 2016

WADDELL & REED

RIA

CRD#: 866

GRAND BLANC, MI

Past

December 8, 2015 - May 10, 2016

WADDELL & REED

CRD#: 866

GRAND BLANC, MI

Past

September 21, 2015 - October 29, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

GRAND RAPIDS, MI

Past

September 7, 2012 - March 11, 2015

CHESME CAPITAL MANAGEMENT

RIA

CRD#: 129342

DEWITT, MI

Past

August 19, 2011 - September 16, 2015

INVESTMENT SOLUTIONS ADVISORS LLC

RIA

CRD#: 153274

NORTON SHORES, MI

Past

December 22, 2010 - May 18, 2011

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

AUBURN HILLS, MI

Past

December 13, 2010 - May 18, 2011

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

AUBURN HILLS, MI

Past

September 29, 2010 - November 8, 2010

PRUCO SECURITIES, LLC.

CRD#: 5685

GRAND RAPIDS, MI

Past

April 18, 1994 - December 31, 1995

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

July 16, 1992 - April 18, 1994

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 10, 1990 - July 30, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 8, 1988 - August 7, 1989

HUTTOE & ASSOCIATES, INC.

CRD#: 17461

Past

October 24, 1986 - December 10, 1986

A. G. EDWARDS & SONS, INC.

CRD#: 4

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIMA, LLC

MORE THAN MONEY WEALTH ADVISORS | VIMA, LLC

CRD#: 148833 / SEC#: 801-129108

RIA

Registered Investment Advisory firm - (11/27/2023 Approved)

Florida

Registered Investment Advisory firm - (12/12/2023 Terminated)

Indiana

Registered Investment Advisory firm - (12/13/2023 Terminated)

Michigan

Registered Investment Advisory firm - (12/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (12/14/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/24/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/27/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/7/1988

General Securities Principal Examination

Current Firm

VIMA, LLC

MORE THAN MONEY WEALTH ADVISORS | VIMA, LLC

CRD#: 148833 / SEC#: 801-129108

RIA

Registered Investment Advisory firm - (11/27/2023 Approved)

Florida

Registered Investment Advisory firm - (12/12/2023 Terminated)

Indiana

Registered Investment Advisory firm - (12/13/2023 Terminated)

Michigan

Registered Investment Advisory firm - (12/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (12/14/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2023 Terminated)

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Contact information

Main Address

46 East Square Lake Rd., Troy, MI 48085

Mailing Address

Phone number

(248) 526-6700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIMA- NARRATIVE VERSION OF ADV PART 2A & 2B (8/14/2025)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 150,242,478

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/05/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David C. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Claude Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL STRATEGIES GROUP, INC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

WADDELL & REED

WADDELL & REED

MML INVESTORS SERVICES, LLC

CHESME CAPITAL MANAGEMENT

INVESTMENT SOLUTIONS ADVISORS LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

PRUCO SECURITIES, LLC.

VESTAX SECURITIES CORPORATION

WALNUT STREET SECURITIES, INC.

LEHMAN BROTHERS INC.

HUTTOE & ASSOCIATES, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

VIMA, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/2015

SIE

Date: 10/1/2018

Series 7

Date: 9/21/2015

Series 6

Date: 9/27/2010

Series 24

Date: 4/7/1988

Current Firm

VIMA, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VIMA, LLC

TRUST BUT VERIFY

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