David P. Batman
Professional summary
David Paul Batman, who also goes by David P Batman, is a registered financial advisor currently at BATMAN WEALTH MANAGEMENT, LLC located in Lake Mary, Florida.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. David has worked at 8 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Paul Batman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2021 - Present
BATMAN WEALTH MANAGEMENT, LLC
June 7, 2004 - February 12, 2021
LPL FINANCIAL LLC
August 7, 2003 - February 12, 2021
LPL FINANCIAL LLC
March 15, 2002 - August 13, 2003
NBC SECURITIES, INC.
April 17, 2000 - March 15, 2002
LPL FINANCIAL LLC
January 1, 1998 - April 19, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 4, 1994 - January 1, 1998
NATIONSSECURITIES
August 11, 1993 - October 22, 1993
NELSON SECURITIES,INC.
January 1, 1990 - December 17, 1990
NEW ENGLAND SECURITIES
September 5, 1986 - November 25, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/3/2021)
Exams
Current Firm
BATMAN WEALTH MANAGEMENT, LLC
CRD#: 313567 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 106 |
| AUM (Assets Under Management) | $ 18,542,400 |
Red Flags
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