Christopher R. Vandyk
Professional summary
Christopher Robin Vandyk was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Christopher had worked at 7 firms, which includes RAYMOND JAMES FINANCIAL SERVICES INC., ROBERT THOMAS SECURITIES INC, FSIC, MADISON GROUP SECURITIES INC., WEDBUSH SECURITIES INC., MORGAN STANLEY DW INC., C&C INVESTOR SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1999 - August 16, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 13, 1996 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
February 7, 1995 - August 15, 1996
FSIC
January 14, 1994 - December 12, 1995
MADISON GROUP SECURITIES INC.
May 20, 1992 - December 31, 1993
ROBERT THOMAS SECURITIES, INC
April 8, 1988 - May 19, 1992
WEDBUSH SECURITIES INC.
October 15, 1986 - May 9, 1988
MORGAN STANLEY DW INC.
July 23, 1986 - September 10, 1986
C&C INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
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