Robyn D. Simons

PROMONTORY FINANCIAL PLANNING

Layton, UT 84040

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CRD#: 1538638

Professional summary

Robyn D Simons, who also goes by Rob Simons, is a registered financial advisor currently at PROMONTORY FINANCIAL PLANNING, LLC located in Layton, Utah.

Robyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robyn has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Simons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.VALENTINE INSURANCE-Y-KAYSVILLE, UT-HEALTH INSURANCE-AGENT-01/1986-5-3-INSURANCE SALES 2.ROB SIMONS, INC.-Y-KAYSVILLE, UT-FIXED INSURANCE-AGENT-01/1986-5-3-INSURANCE SALES 3.Museum of Clean (Family 501C3)-N-Layton, UT-Museum of cleaning lifestyle-Committee Member-03/2017-5-0-Museum of cleaning lifestyle and learning center.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robyn D Simons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2017 - Present

PROMONTORY FINANCIAL PLANNING, LLC

Office #1: 944 E Gordon Ave, Layton, UT 84040

RIA

CRD#: 153666

Layton, UT

Past

January 23, 2014 - September 27, 2017

BFC PLANNING, INC.

RIA

CRD#: 119682

LAYTON, UT

Past

February 29, 2008 - December 10, 2013

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

Layton, UT

Past

February 28, 2008 - September 27, 2017

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

Layton, UT

Past

July 11, 2002 - February 28, 2008

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

ALPINE, UT

Past

June 25, 2002 - February 28, 2008

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

ALPINE, UT

Past

January 16, 2001 - July 11, 2002

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

May 24, 2000 - February 15, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 22, 1999 - May 26, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

July 1, 1999 - December 22, 1999

WELLS FARGO SECURITIES, LLC

CRD#: 7665

SAN FRANCISCO, CA

Past

September 4, 1996 - July 1, 1999

FIRST SECURITY INVESTOR SERVICES, INC.

CRD#: 15515

SALT LAKE CITY, UT

Past

January 22, 1996 - September 3, 1996

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

September 9, 1986 - January 23, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROMONTORY FINANCIAL PLANNING, LLC

GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING

CRD#: 153666 / SEC#: 801-114494

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/1/2019 Terminated)

California

Registered Investment Advisory firm - (4/10/2019 Terminated)

Colorado

Registered Investment Advisory firm - (2/12/2019 Terminated)

Idaho

Registered Investment Advisory firm - (2/1/2019 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(10/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROMONTORY FINANCIAL PLANNING, LLC

GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING

CRD#: 153666 / SEC#: 801-114494

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/1/2019 Terminated)

California

Registered Investment Advisory firm - (4/10/2019 Terminated)

Colorado

Registered Investment Advisory firm - (2/12/2019 Terminated)

Idaho

Registered Investment Advisory firm - (2/1/2019 Terminated)

Utah

Registered Investment Advisory firm - (2/4/2019 Terminated)

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Contact information

Main Address

Farmington, UT

Mailing Address

Phone number

(801) 513-2545

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROMONTORY FINANCIAL PLANNING (2/11/2025)

Regulatory assets under management

Total Number of Accounts	570
AUM (Assets Under Management)	$ 280,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robyn D. Simons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robyn D Simons's CRS (Customer Relationship Summary).

Certified licenses

Experience

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

ZIONS DIRECT, INC.

WELLS FARGO CLEARING SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WELLS FARGO SECURITIES, LLC

FIRST SECURITY INVESTOR SERVICES, INC.

LOCUST STREET SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PROMONTORY FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2001

Series 63

Date: 1/12/1989

SIE

Date: 9/27/2017

Series 7

Date: 1/9/1997

Series 6

Date: 9/8/1986

Current Firm

PROMONTORY FINANCIAL PLANNING, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROMONTORY FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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