Linda M. Sorensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Marie Sorensen, who also goes by Linda Marie Carrion, Linda Sorensen, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1988. Linda had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2008 - June 12, 2017
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
July 7, 2006 - October 6, 2006
BLACKROCK FINANCIAL MANAGEMENT, INC
December 13, 2004 - July 7, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
May 5, 2003 - October 6, 2006
BLACKROCK INVESTMENTS, LLC
July 29, 1999 - May 11, 2001
MORGAN STANLEY DW INC.
August 27, 1990 - September 4, 1997
MORGAN STANLEY DW INC.
January 26, 1988 - May 21, 1990
RELATED EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
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