Ari J. Benacerraf
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ari Jacob Benacerraf was a registered financial professional .
Ari is a previously registered financial professional and started their career in finance in 1995. Ari had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2014 - March 30, 2020
DIAMOND CASTLE HOLDINGS, LLC
November 3, 2000 - August 4, 2004
CREDIT SUISSE SECURITIES (USA) LLC
March 28, 1995 - September 23, 2002
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
DIAMOND CASTLE HOLDINGS, LLC
CRD#: 156642 / SEC#: 801-73268
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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