KH
Kenneth Hyne
NYLIFE SECURITIES LLC
Windsor, CT 06095
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CRD#: 1538271
KH
Professional summary
Kenneth Hyne, who also goes by Kenneth S Hyne, Kenneth Steven Hyne, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Windsor, Connecticut.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1986. Kenneth has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kenneth S Hyne | Kenneth Steven Hyne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 4/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ASSISTANT 2.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2019 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: CONSULTANT 3.NAME OF OTHER BUSINESS: LESSONS ON LIFE ASSOCIATES INVESTMENT RELATED: NO ADDRESS: 119 SPRINGWOOD LANE, BLOOMFIELD, CT 06002 NATURE OF BUSINESS: CONSULTING SERVICES START DATE: 1/2015 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: WORK WITH STUDENTS ON TRANSITIONING OPPORTUNITIES SUCH AS ADVANCING TO NEXT GRADE, RESUME AND INTERVIEWING SKILLS 4.NAME OF OTHER BUSINESS: CROHN'S & COLITIS FOUNDATION INVESTMENT RELATED: NO ADDRESS: P.O. BOX 303, MIDDLETOWN, CT 06457 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: CHAPTER BOARD MEMBER VOLUNTEER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: DEVELOP AWARENESS FOR THE DEBILITATING CROHN'S AND COLITIS DISEASES
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Hyne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 100 Northfield Drive Suite 200, Windsor, CT 06095BD
CRD#: 5167
Windsor, CT
Past
May 7, 2019 - January 2, 2023
SAGEVIEW ADVISORY GROUP, LLC
RIA
CRD#: 126777
WEST HARTFORD, CT
Past
May 6, 2019 - August 19, 2022
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BOSTON, MA
Past
May 1, 2017 - February 26, 2019
EDWARD JONES
RIA
CRD#: 250
TARIFFVILLE, CT
Past
May 1, 2017 - February 26, 2019
EDWARD JONES
BD
CRD#: 250
TARIFFVILLE, CT
Past
August 10, 2005 - January 30, 2017
USI ADVISORS
RIA
CRD#: 108113
GLASTONBURY, CT
Past
August 10, 2005 - January 30, 2017
USI SECURITIES, INC.
BD
CRD#: 43793
GLASTONBURY, CT
Past
December 6, 2004 - August 5, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
September 22, 2004 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
BD
CRD#: 40596
HARTFORD, CT
Past
August 8, 2003 - December 19, 2003
ROUND HILL SECURITIES, INC.
BD
CRD#: 35223
ALAMO, CA
Past
October 11, 1991 - September 20, 2001
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
October 13, 1988 - October 29, 1991
CIGNA CAPITAL BROKERAGE, INC.
BD
CRD#: 21387
Past
November 25, 1986 - September 29, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/13/2024)
RR
Florida(5/20/2025)
RR
Massachusetts(3/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
