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Kenneth Hyne

NYLIFE SECURITIES
WINDSOR, CT
·CRD# 1538271·40 years experience

Professional Summary

Kenneth Hyne, who also goes by Kenneth S Hyne, Kenneth Steven Hyne, is a registered financial advisor currently at NYLIFE SECURITIES LLC located in Windsor, Connecticut. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1986. Kenneth has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kenneth S Hyne, Kenneth Steven Hyne

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

NYLIFE SECURITIES LLC·CRD# 5167
BD
100 Northfield Drive Suite 200, Windsor, CT 06095
March 13, 2024 - Present
CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC·CRD# 126777
RIA
West Hartford, CT
May 7, 2019 - January 2, 2023
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Boston, MA
May 6, 2019 - August 19, 2022
EDWARD JONES·CRD# 250
RIA
Tariffville, CT
May 1, 2017 - February 26, 2019
EDWARD JONES·CRD# 250
BD
Tariffville, CT
May 1, 2017 - February 26, 2019
USI ADVISORS·CRD# 108113
RIA
Glastonbury, CT
August 10, 2005 - January 30, 2017
USI SECURITIES, INC.·CRD# 43793
BD
Glastonbury, CT
August 10, 2005 - January 30, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
December 6, 2004 - August 5, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596
BD
Hartford, CT
September 22, 2004 - December 6, 2004
ROUND HILL SECURITIES, INC.·CRD# 35223
BD
Alamo, CA
August 8, 2003 - December 19, 2003
ADVEST, INC.·CRD# 10
BD
Hartford, CT
October 11, 1991 - September 20, 2001
CIGNA CAPITAL BROKERAGE, INC.·CRD# 21387
BD
October 13, 1988 - October 29, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
November 25, 1986 - September 29, 1988

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Current Firm

NS
NYLIFE SECURITIES LLC

NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

51 Madison Ave. Room 713, New York, NY 10010

Mailing Address

51 Madison Avenue Room 713, New York, NY 10010

Phone Number

(212) 576-7000

Established

Delaware since 01/01/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NYLIFE LLC.SHAREHOLDER—
BAGTAS, ANGELA CHENELECTED MANAGER8172856
BOCCIO, JOHN MICHAELCHIEF EXECUTIVE OFFICER AND PRESIDENT4600977
DUARTE, DEBORAH LYNNELECTED MANAGER6090278
ENGELBRECHTSEN, TOM DAHLCORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER2908809
FEINBERG, AMARYA NMNELECTED MANAGER8162482
HUANG, DYLAN WEIELECTED MANAGER AND CHAIRMAN6233208
LOFTUS, PATRICIA ELIZABETHCORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2156131
SCHWARTZ, RACHEL SABRINAVICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL8170474
TILLOTSON, SANDRA GELECTED MANAGER7617600
VIRENDRA, SONALI NMNELECTED MANAGER2404467
ZAMAN, NABEEDVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER6410914

Disclosures

Regulatory Event

13

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT START DATE: 4/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ASSISTANT 2.NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2019 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: CONSULTANT 3.NAME OF OTHER BUSINESS: LESSONS ON LIFE ASSOCIATES INVESTMENT RELATED: NO ADDRESS: 119 SPRINGWOOD LANE, BLOOMFIELD, CT 06002 NATURE OF BUSINESS: CONSULTING SERVICES START DATE: 1/2015 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: WORK WITH STUDENTS ON TRANSITIONING OPPORTUNITIES SUCH AS ADVANCING TO NEXT GRADE, RESUME AND INTERVIEWING SKILLS 4.NAME OF OTHER BUSINESS: CROHN'S & COLITIS FOUNDATION INVESTMENT RELATED: NO ADDRESS: P.O. BOX 303, MIDDLETOWN, CT 06457 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: CHAPTER BOARD MEMBER VOLUNTEER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: DEVELOP AWARENESS FOR THE DEBILITATING CROHN'S AND COLITIS DISEASES

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(3/13/2024)
RR
Florida
(5/20/2025)
RR
Massachusetts
(3/19/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1996About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth Hyne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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