MH
Mark R. Hemann
THRIVENT INVESTMENT MANAGEMENT
Spring, TX 77388
Some features on this profile are disabled
CRD#: 1538229
MH
Professional summary
Mark Ryan Hemann is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Spring, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WINDY ROCK RANCH POSITION: Co Manager NATURE: My wife and I created an LLC to place some ranch land that we purchased in to. The reasoning was to protect us from personal liability if someone went on property without our knowledge and got hurt.The property is for our personal and recreational use. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 06/07/2022 ADDRESS: 23011 Northoak Forest ln, Spring TX 77389, United States DESCRIPTION: Managing the property to maintain for our families personal use NORTHAMPTON MUNICIPAL UTILITY DISTRICT DISTRICT POSITION: Board Member / Treasurer NATURE: Municipal Utility District that oversees water, sewer and parks (pools and tennis courts) within the subdivision I live in. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 6012 A Root Rd, Spring TX 77389, United States DESCRIPTION: My duties will be to serve on the board as an active member in dealing with the MUD and its service providers, voting on approval or disapproval of projects and annexation of property for service by the MUD. The board meets every 1st and 3rd Monday of the month evening every month to handle their affairs. Treasurer is title only as all bookkeeping is done by the board's bookkeeper who reports to the board and then any decision is approved or denied by the board. Votes are cast by homeowners in the district. I do have signature authority as well as the rest of the board members for checks written and issued by our bookkeeper,
CRS (Client Relationship Summary) - RIA
Click below to view Mark Ryan Hemann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Ryan Hemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2004 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4405 Spring Cypress Rd, Spring, TX 77388RIA
BD
CRD#: 18387
Spring, TX
Current
June 9, 1987 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 4405 Spring Cypress Rd, Spring, TX 77388RIA
BD
CRD#: 18387
Spring, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/1/2019)
RR
Florida(7/8/2021)
RR
Louisiana(8/7/2019)
RR
Michigan(7/8/2021)
RR
Texas(9/9/1987)
IAR
Texas(1/7/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Spring, TX 77388TRUST BUT VERIFY
Monitor Mark Hemann
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
