Anthony Boscaino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Boscaino JR, who also goes by Tony Boscaino, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2001. Anthony had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2008 - January 29, 2018
STRATEGIC ADVISERS LLC
January 24, 2007 - January 29, 2018
FIDELITY BROKERAGE SERVICES LLC
January 4, 2005 - November 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 17, 2004 - November 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2004 - October 25, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
July 8, 2004 - October 25, 2004
IDS LIFE INSURANCE COMPANY
July 8, 2004 - October 25, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
February 10, 2004 - June 28, 2004
AMERIPRISE ADVISOR SERVICES, INC.
July 28, 2003 - June 28, 2004
AMERIPRISE ADVISOR SERVICES, INC.
March 22, 2002 - July 7, 2003
DAVID LERNER ASSOCIATES, INC.
November 15, 2001 - February 15, 2002
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
