Roderick Odom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roderick Odom, who also goes by Rod Odom, was a registered financial professional .
Roderick is a previously registered financial professional and started their career in finance in 1987. Roderick had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 1991 - April 29, 1992
INVESTORS ASSOCIATES, INC.
July 18, 1991 - July 30, 1991
PAULSON INVESTMENT COMPANY LLC
January 22, 1990 - January 28, 1991
KOCHCAPITAL
July 27, 1989 - January 30, 1990
GLOBAL CAPITAL SECURITIES, INC.
April 28, 1989 - August 5, 1989
ESCALATOR SECURITIES, INC.
March 3, 1989 - March 27, 1989
WILLIAM M. CADDEN & CO., INC.
January 21, 1987 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
