Guy W. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Wilkerson Adams was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1986. Guy had worked at 3 firms and has passed the Series 65, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2003 - October 24, 2021
GWA CAPITAL PARTNERS, LLC
June 1, 1995 - June 6, 1997
QUEST CAPITAL STRATEGIES, INC.
November 18, 1986 - June 29, 1993
LEWIS SIMS & LETTERMAN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GWA CAPITAL PARTNERS, LLC
CRD#: 122698 / SEC#:
Contact information
Red Flags
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