William V. Ferdinand
Professional summary
William Van Ferdinand, who also goes by William V Ferdinand, William Ferdinand, is a registered financial advisor currently at THE WF GROUP, LLC located in Greenwich, Connecticut.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 3 firms and has passed the Series 63, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Van Ferdinand's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2013 - Present
THE WF GROUP, LLC
April 3, 1997 - August 31, 2001
UST FINANCIAL SERVICES CORP.
July 27, 1989 - July 10, 1995
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/15/2013)
Exams
Current Firm
THE WF GROUP, LLC
CRD#: 166626 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 11,200,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
