Wilbur D. Kerns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilbur Dean Kerns, who also goes by Dean Kerns, was a registered financial professional .
Wilbur is a previously registered financial professional and started their career in finance in 1986. Wilbur had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2006 - December 31, 2017
FIRST ASSET FINANCIAL INC.
January 3, 2000 - July 27, 2006
IRON STREET SECURITIES INC.
January 3, 1995 - January 3, 2000
AMERICAN HEARTLAND INVESTMENTS INC.
August 1, 1994 - January 3, 1995
TD AMERITRADE CLEARING, INC.
May 9, 1989 - August 5, 1994
BIRCHTREE FINANCIAL SERVICES LLC
March 16, 1988 - May 8, 1989
SECURITY INVESTMENT COMPANY OF KANSAS CITY
September 2, 1986 - March 23, 1988
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
