Edward F. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Frank Peterson, who also goes by Edward F Peterson, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1986. Edward had worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2010 - May 29, 2020
LADDER CAPITAL SECURITIES LLC
July 20, 2006 - September 5, 2007
UBS ASSET MANAGEMENT (US) INC.
July 29, 2003 - June 6, 2006
UBS SECURITIES LLC
June 23, 1997 - March 16, 2000
CREDIT SUISSE SECURITIES (USA) LLC
July 27, 1994 - July 16, 1996
DEUTSCHE BANK SECURITIES INC.
July 17, 1991 - April 28, 1994
DAIWA CAPITAL MARKETS AMERICA INC.
October 22, 1986 - July 9, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 79TO
Date: 12/22/2022
Investment Banking Registered Representative ExaminationCurrent Firm
LADDER CAPITAL SECURITIES LLC
CRD#: 151403 / SEC#: , 8-68368
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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