Nicholas J. Weir
Professional summary
Nicholas James Weir, who also goes by Nicholas Weir, Nick Weir, is a registered financial professional currently at RCM SECURITIES located in Chicago, Illinois.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1988. Nicholas has worked at 7 firms and has passed the Series 63, Series 79TO, Series 3, Series 34, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas James Weir's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2022 - Present
RCM SECURITIES
Office #1: 318 W Adams St Floor 10, Chicago, IL 60606April 18, 2019 - March 29, 2022
GAR WOOD SECURITIES, LLC
March 25, 2015 - March 26, 2019
KINGSBURY CAPITAL, INC.
October 2, 2008 - March 12, 2013
ANKURA CAPITAL ADVISORS, LLC
July 1, 2005 - January 31, 2007
NORTHWATER CAPITAL MARKETS, LLC
July 20, 1999 - December 19, 2000
MCDONNELL, INC.
November 14, 1996 - October 20, 1997
MCDONNELL, INC.
December 5, 1988 - August 28, 1996
NORWOOD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2022)
(6/20/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RCM SECURITIES
CRD#: 15548 / SEC#: , 8-33866
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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