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Michael L. Feser

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CRD#: 1536777
MF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Lynn Feser, who also goes by Mike Feser, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 8 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Feser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 9, 2019 - January 26, 2024

ST INVEST LLC

BD
CRD#: 297470
San Antonio, TX
Past

February 15, 2013 - August 22, 2018

STOCKPILE INVESTMENTS, INC.

BD
CRD#: 156170
SAN FRANCISCO, CA
Past

January 14, 2008 - September 28, 2012

ZECCO TRADING, INC.

BD
CRD#: 135398
GLENDALE, CA
Past

February 9, 2006 - January 3, 2008

E*TRADE SECURITIES LLC

BD
CRD#: 29106
TAMPA, FL
Past

October 15, 2003 - May 8, 2006

BROWNCO, LLC

BD
CRD#: 1326
BOSTON, MA
Past

June 29, 1989 - November 26, 2002

USAA INVESTMENT SERVICES COMPANY

BD
CRD#: 5475
SAN ANTONIO, TX
Past

January 19, 1987 - June 20, 1989

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
DALLAS, TX
Past

July 23, 1986 - January 23, 1987

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/30/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/9/2004
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/10/2003
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/30/1994
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/17/1994
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/15/1994
General Securities Principal Examination

Current Firm

SI
ST INVEST LLC
ST INVEST LLC | TRADE APP

CRD#: 297470 / SEC#: , 8-70135

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
500 11th Ave N Suite #790, Nashville, TN 37203
Mailing Address
500 11th Ave N Suite #790, Nashville, TN 37203
Phone number
(629) 276-4945
Established
Delaware since 05/09/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTO SOLUTIONS INC.OWNER
PICARIELLO, PHILIP NICHOLASCEO, CCO, POO7268500
TARRA, SCOTT PATRICKFINOP/PFO4593965

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ST INVEST LLC

CRD#: 297470

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