Donald L. Colson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Colson, who also goes by Don Colson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2019 - September 18, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
September 16, 2019 - September 18, 2020
ALLSTATE FINANCIAL SERVICES, LLC
January 7, 2019 - August 27, 2019
EAGLE STRATEGIES LLC
July 11, 2013 - August 27, 2019
NYLIFE SECURITIES LLC
May 17, 2004 - July 19, 2012
NYLIFE SECURITIES LLC
September 2, 2003 - April 27, 2004
RESOURCE HORIZONS GROUP LLC
August 6, 2001 - September 17, 2003
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
May 2, 1991 - December 23, 1999
1717 CAPITAL MANAGEMENT COMPANY
August 9, 1988 - June 12, 1990
NORTH AMERICAN MANAGEMENT, INC.
August 18, 1986 - August 16, 1988
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/27/2024
General Securities Representative ExaminationSeries 6TO
Date: 2/27/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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