John J. Monahan

GOLDMAN SACHS WEALTH SERVICES, L.P.

COHOES, NY 12047

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CRD#: 1536260

Professional summary

John Joseph Monahan, CFP® is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Cohoes, New York and GOLDMAN SACHS & CO. LLC located in Cohoes, New York.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 5 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Monahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

May 14, 2021 - Present

GOLDMAN SACHS WEALTH SERVICES, L.P.

Office #1: 100 Coliseum Drive Cohoes, Cohoes, NY 12047

RIA

CRD#: 106693

COHOES, NY

Current

January 4, 2021 - Present

GOLDMAN SACHS & CO. LLC

Office #1: 100 Coliseum Drive, Cohoes, NY 12047

RIA

CRD#: 361

Cohoes, NY

Past

April 3, 2017 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

May 13, 2004 - April 3, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

August 29, 1997 - May 24, 2004

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

March 2, 1995 - May 16, 1997

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

April 18, 1989 - February 28, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.

CRD#: 106693 / SEC#: 801-48238

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/4/2021)

Alaska
(1/4/2021)

Arizona
(1/4/2021)

Arkansas
(1/4/2021)

California
(1/4/2021)

Colorado
(1/4/2021)

Connecticut
(1/4/2021)

Delaware
(1/4/2021)

District of Columbia
(1/4/2021)

Florida
(1/7/2021)

Georgia
(1/4/2021)

Hawaii
(1/4/2021)

Idaho
(1/4/2021)

Illinois
(1/4/2021)

Indiana
(1/4/2021)

Iowa
(1/4/2021)

Kansas
(1/4/2021)

Kentucky
(1/4/2021)

Louisiana
(1/4/2021)

Maine
(1/4/2021)

Maryland
(1/4/2021)

Massachusetts
(1/4/2021)

Michigan
(1/4/2021)

Minnesota
(1/4/2021)

Mississippi
(1/4/2021)

Missouri
(1/4/2021)

Montana
(1/4/2021)

Nebraska
(1/4/2021)

Nevada
(1/4/2021)

New Hampshire
(1/4/2021)

New Jersey
(1/4/2021)

New Mexico
(1/4/2021)

New York
(1/4/2021)

IAR

New York
(5/14/2021)

North Carolina
(1/4/2021)

North Dakota
(1/4/2021)

Ohio
(1/4/2021)

Oklahoma
(1/4/2021)

Oregon
(1/4/2021)

Pennsylvania
(1/4/2021)

Puerto Rico
(1/4/2021)

Rhode Island
(1/4/2021)

South Carolina
(1/4/2021)

South Dakota
(1/4/2021)

Tennessee
(1/4/2021)

Texas
(1/4/2021)

IAR

Texas
(1/30/2022)

Utah
(1/4/2021)

Vermont
(1/4/2021)

Virgin Islands
(1/4/2021)

Virginia
(1/4/2021)

Washington
(1/4/2021)

West Virginia
(1/4/2021)

Wisconsin
(1/4/2021)

Wyoming
(1/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/23/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/8/2020

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

GOLDMAN SACHS WEALTH SERVICES, L.P.

GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P.

CRD#: 106693 / SEC#: 801-48238

RIA

Registered Investment Advisory firm - (12/9/1994 Approved)

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Contact information

Main Address

100 Coliseum Drive, Cohoes, NY 12047

Mailing Address

P.o. Box 15201, Albany, NY 12212

Phone number

(518) 886-4000

Established

Firm type

Fiscal year end

# of Employees

1,809

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOLDMAN SACHS WEALTH SERVICES, L.P. FORM ADV PART 2A (7/1/2025)

GOLDMAN SACHS WEALTH SERVICES, L.P. FORM ADV PART 2A - APPENDIX 1 (7/1/2025)

Regulatory assets under management

Total Number of Accounts	33,477
AUM (Assets Under Management)	$ 25,958,285,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
09/25/2024	Cover Page	Report
11/17/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John J. Monahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Monahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS & CO. LLC

MERCER ALLIED COMPANY, L.P.

FIS SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

GOLDMAN SACHS WEALTH SERVICES, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/23/1989

Series 3

Date: 12/8/2020

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1989

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

MIAX Sapphire

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

GOLDMAN SACHS WEALTH SERVICES, L.P.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GOLDMAN SACHS WEALTH SERVICES, L.P.

TRUST BUT VERIFY

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