AB
Arthur J. Busby
STRATFORD INVESTMENT ADVISORY GROUP
MOUNT PROSPECT, IL 60056
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CRD#: 1535524
AB
Professional summary
Arthur John Busby JR is a registered financial advisor currently at STRATFORD INVESTMENT ADVISORY GROUP, INC. located in Mount Prospect, Illinois.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Arthur has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Arthur John Busby JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 1998 - Present
STRATFORD INVESTMENT ADVISORY GROUP, INC.
Office #1: 200 E. Evergreen Suite 104, Mount Prospect, IL 60056RIA
CRD#: 111363
MOUNT PROSPECT, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/9/1998)
Exams
Current Firm
SI
STRATFORD INVESTMENT ADVISORY GROUP, INC.
STRATFORD INVESTMENT ADVISORY GROUP INC. | STRATFORD INVESTMENT ADVISORY GROUP, INC.
CRD#: 111363 / SEC#: 801-36259
RIA
Registered Investment Advisory firm - (6/26/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/13/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 E. Evergreen Ave. Suite 104, Mt. Prospect, IL 60056
Mailing Address
Phone number
(847) 577-7003
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 56 |
| AUM (Assets Under Management) | $ 27,844,823 |
Red Flags
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