Peter J. Czajkowski

STIFEL, NICOLAUS & COMPANY

Golden Valley, MN 55416

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CRD#: 1535505

Professional summary

Peter John Czajkowski is a registered financial professional currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Golden Valley, Minnesota.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1987. Peter has worked at 1 firm and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter John Czajkowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 1987 - Present

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Office #1: 5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416Office #2: 8115 Preston Road, Dallas, TX 75225Office #3: 1401 Lawrence Street Suite 900, Denver, CO 80202Office #4: 5181 Cascade Road Se, Grand Rapids, MI 49546Office #5: 787 7th Avenue, New York, NY 10019Office #6: 9999 Carver Road, Blue Ash, OH 45242Office #7: 10500 Ne 8th Street Suite 1410, Bellevue, WA 98004Office #8: 3590 S. Okemos Road, Okemos, MI 48864Office #9: 2000 Oxford Drive, Suite 605, Bethel Park, PA 15102Office #10: Millennium One 20 Ash Street, Conshohocken, PA, 19428Office #11: 4622 Pennsylvania Avenue Suite 1210, C, Kansas City, MO 64112Office #12: W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188Office #13: 300 Throckmorton Street Suite 1400, Fort Worth, TX 76102Office #14: 1600 Market 14th Floor, Philadelphia, PA, 19103Office #15: 800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209Office #16: 501 N. Broadway, St. Louis, MO 63102Office #17: 8080 East Central Avenue Suite 340, Wichita, KS 67206Office #18: 2101 Eastland Drive Suite B, Bloomington, IL 61704Office #19: 515 Gervais Street, Columbia, SC 29201Office #20: 2121 Avenue Of The Stars (fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067Office #21: 1878 Herbelin Road Suite 302 & 303, New Braunfels, TX 78132Office #22: 70 N.e. Loop 410 Suite 295, San Antonio, TX 78216Office #23: 2801 East Camelback Road, Phoenix, AZ 85016Office #24: 3201 W White Oaks Drive Suite 102, Springfield, IL 62704Office #25: 1570 Fruitville Pike, Lancaster, PA 17601Office #26: 7030 Pointe Inverness Way Suite 310, Fort Wayne, IN 46804Office #27: 639 Loyola Avenue Suite 200, New Orleans, LA 70113Office #28: 4380 N Campbell Avenue Suite 201, Tucson, AZ 85718Office #29: 250 South High Street 3rd Floor Suite 350, Columbus, OH, 43215Office #30: 400 Convention Street Suite 310, Baton Rouge, LA 70802Office #31: 7200 Wisconsin Avenue, Bethesda, MD 20814Office #32: 201 N. Illinois Street, Indianapolis, IN 46204Office #33: 1375 East 9th Street, Cleveland, OH 44114Office #34: 15 West South Temple Suite 1090, Salt Lake City, UT 84101Office #35: 805 Las Cimas Parkway Suite 230, Austin, TX 78746Office #36: 2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117Office #37: 1125 South 103rd Street, One Pacific Place, Omaha, NE 68124Office #38: 130 Lincoln Avenue 2nd Floor, Santa Fe, NM 87501Office #39: 3630 Peachtree Road Ne 4th Floor, Atlanta, GA, 30326Office #40: One Montgomery Street Suites 3300 3500, 3600, & 3700, San Francisco, CA, 94104Office #41: One North Wacker Suite 3400, Chicago, IL 60606

RIA

CRD#: 793

Golden Valley, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793 / SEC#: 801-10746, 8-1447

RIA

Registered Investment Advisory firm - SEC (5/7/1975 Approved)

Georgia

Registered Investment Advisory firm - SEC (11/30/2011 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/10/2015)

Alaska
(1/2/2020)

Arizona
(1/13/2012)

Arkansas
(1/2/2020)

California
(1/13/2012)

Colorado
(1/13/2012)

Connecticut
(1/13/2012)

Delaware
(1/2/2020)

District of Columbia
(1/4/2010)

Florida
(1/13/2012)

Georgia
(1/13/2012)

Hawaii
(1/2/2020)

Idaho
(1/2/2020)

Illinois
(1/13/2012)

Indiana
(1/13/2012)

Iowa
(11/10/2016)

Kansas
(1/13/2012)

Kentucky
(1/2/2020)

Louisiana
(11/10/2015)

Maine
(1/2/2020)

Maryland
(1/13/2012)

Massachusetts
(1/13/2012)

Michigan
(1/13/2012)

Minnesota
(11/10/2016)

Mississippi
(8/29/2018)

Missouri
(2/1/1991)

Montana
(1/2/2020)

Nebraska
(1/2/2020)

Nevada
(1/13/2012)

New Hampshire
(1/2/2020)

New Jersey
(1/2/2014)

New Mexico
(9/29/2019)

New York
(1/13/2012)

North Carolina
(9/30/2019)

North Dakota
(1/2/2020)

Ohio
(1/17/2012)

Oklahoma
(11/10/2015)

Oregon
(1/2/2020)

Pennsylvania
(11/10/2016)

Puerto Rico
(1/2/2020)

Rhode Island
(1/13/2012)

South Carolina
(11/10/2015)

South Dakota
(1/2/2020)

Tennessee
(1/2/2020)

Texas
(1/13/2012)

Utah
(9/29/2019)

Vermont
(1/2/2020)

Virgin Islands
(1/2/2020)

Virginia
(1/13/2012)

Washington
(8/25/2017)

West Virginia
(1/2/2020)

Wisconsin
(1/13/2012)

Wyoming
(9/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/14/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 8/25/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 1/28/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/27/2008

Municipal Securities Principal Examination

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793 / SEC#: 801-10746, 8-1447

RIA

Registered Investment Advisory firm - SEC (5/7/1975 Approved)

Georgia

Registered Investment Advisory firm - SEC (11/30/2011 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

501 North Broadway, St Louis, MO 63102

Mailing Address

501 North Broadway, St. Louis, MO 63102

Phone number

(314) 342-2000

Established

Missouri since 02/20/1900

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

6,464

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

VISION PROGRAM DISCLOSURE BROCHURE (11/18/2025)

STIFEL FINANCIAL PLANNING DISCLOSURE BROCHURE (3/31/2025)

ADVISORY CONSULTING SERVICES BROCHURE (3/31/2025)

STIFEL'S WRAP FEE PROGRAM BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
STIFEL FINANCIAL CORP.	SHAREHOLDER
AYD, PAUL JOSEPH	CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS	2963853
BRIGHT, GEOFFREY CLYDE JR	CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP	4696103
BROOKS, PATRICK RODGERS	ROSFP - CAPITAL MARKETS	2223412
DODSON, CHARLES EDWARD	CCO ADVISORY SERVICES	1744430
FISHER, MARK PHILIP	GENERAL COUNSEL, SECRETARY	4970942
HYDE, GINA ELIZABETH	CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS	2812751
KRUSZEWSKI, RONALD JAMES	PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD	1434827
MELINGER, ADAM SCOTT	ROSFP - PCG	2373020
NOLL, DOUGLAS WAYNE	PRINCIPAL OPERATIONS OFFICER	1614129
RAYMOND, CHARLES BRADFORD GREEN	CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY	2796106
SCHRICK, FREDERICK RICHARD	PRINCIPAL FINANCIAL OFFICER	5636488
SLINEY, DAVID DEAN	SENIOR VICE PRESIDENT & DIRECTOR	2276514
ZEMLYAK, JAMES MARK	EXECUTIVE VICE PRESIDENT & DIRECTOR	1586132

Regulatory assets under management

Total Number of Accounts	368,405
AUM (Assets Under Management)	$ 171,209,609,487

Disclosures

Regulatory Event	168
Civil Event	2
Arbitration	60
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/18/2024	Cover Page	Report
12/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Czajkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter John Czajkowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

Primary Firm SEC Registration

STIFEL, NICOLAUS & COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/1987

Series 52TO

Date: 8/25/2023

SIE

Date: 10/1/2018

Series 50

Date: 1/28/2016

Series 7

Date: 5/16/1987

Series 53

Date: 10/27/2008

Cboe BZX Exchange, Inc.

FINRA

NYSE American LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

STIFEL, NICOLAUS & COMPANY, INCORPORATED

TRUST BUT VERIFY

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