Brian R. Bach

ALPHASTAR CAPITAL MANAGEMENT

Milford, CT 06460

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CRD#: 1535253

Professional summary

Brian R Bach, who also goes by Brian Randolph Bach, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Milford, Connecticut.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Randolph Bach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: MILFORD FINANCIAL INVE REL: Y ADD: 185 PLAINS ROAD SUITE 202E MILFORD CR 06460 NATURE: INDIVIDUAL LIFE/HEALTH, GROUP LIFE/HEALTH POSITION: SALES/AGENT START DATE:5/1/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 5

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian R Bach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2020 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 3 Lafayette Street Suite 101, Milford, CT 06460

RIA

CRD#: 157423

Milford, CT

Past

March 21, 2017 - June 15, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MILFORD, CT

Past

February 24, 2017 - June 15, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

MILFORD, CT

Past

June 19, 2014 - December 12, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MILFORD, CT

Past

April 24, 2014 - December 12, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

MILFORD, CT

Past

June 14, 2010 - April 4, 2014

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

MILFORD, CT

Past

December 22, 2009 - April 4, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

MILFORD, CT

Past

August 1, 2007 - December 18, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

STAMFORD, CT

Past

June 27, 2007 - December 18, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

STAMFORD, CT

Past

August 21, 2002 - May 21, 2007

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MILFORD, CT

Past

August 1, 2002 - May 21, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

May 29, 2001 - June 13, 2002

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

STAMFORD, CT

Past

May 14, 2001 - June 13, 2002

CENTAURUS FINANCIAL, INC.

CRD#: 30833

ANAHEIM, CA

Past

October 20, 1986 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 20, 1986 - April 20, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/10/2020)

IAR

Florida
(11/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian R. Bach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian R Bach's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/1999

Series 63

Date: 2/2/1987

SIE

Date: 10/1/2018

Series 7

Date: 10/31/2000

Series 6

Date: 10/17/1986

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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