Cynthia M. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Marie Howard, who also goes by Cindy Miller, Cynthia Marie Miller, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1987. Cynthia had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2016 - March 10, 2017
ADVISORS' PRIDE INC.
October 24, 2016 - March 7, 2017
LPL FINANCIAL LLC
September 6, 2011 - April 13, 2016
NEUBERGER BERMAN BD LLC
September 6, 2011 - April 13, 2016
NEUBERGER BERMAN BD LLC
May 2, 2011 - September 1, 2011
CITIGROUP GLOBAL MARKETS INC.
May 1, 2007 - September 1, 2011
CITIGROUP GLOBAL MARKETS INC.
October 29, 2001 - May 29, 2007
CITICORP INVESTMENT SERVICES
February 23, 1999 - December 31, 2000
CITICORP INVESTMENT SERVICES
June 1, 1992 - September 9, 1997
CITICORP INVESTMENT SERVICES
July 21, 1987 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVISORS' PRIDE INC.
CRD#: 170669 / SEC#: 801-80479
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,222 |
| AUM (Assets Under Management) | $ 1,301,107,732 |
Red Flags
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