Marjorie S. Wray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marjorie Stanford Wray, who also goes by Marjorie Ann Stanford, was a registered financial professional .
Marjorie is a previously registered financial professional and started their career in finance in 1986. Marjorie had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2013 - March 30, 2016
CAPITAL PLANNING GROUP, LLC
September 30, 2013 - March 31, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
December 6, 2002 - October 1, 2013
VERITRUST FINANCIAL, LLC
April 22, 2002 - October 1, 2013
VERITRUST FINANCIAL, LLC
March 9, 1990 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
February 5, 1987 - March 6, 1990
COAST FINANCIAL ADVISORS, INC.
July 23, 1986 - January 28, 1987
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL PLANNING GROUP, LLC
CRD#: 118921 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 69,371,400 |
Red Flags
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