Lonnie J. Wall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lonnie Jarrett Wall, who also goes by Michael Wall, Mike Wall, was a registered financial professional .
Lonnie is a previously registered financial professional and started their career in finance in 1986. Lonnie had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2017 - February 24, 2022
CASCADIA INVESTMENT ADVISORS, LLC
May 12, 1998 - December 13, 2016
FOOTHILL SECURITIES, INC.
December 17, 1988 - December 13, 2016
FOOTHILL SECURITIES, INC.
November 3, 1988 - November 23, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
April 1, 1988 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
August 25, 1986 - April 4, 1988
JUDY & ROBINSON SECURITIES, INC
State Registrations and Notice Filings
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Exams
Current Firm
CASCADIA INVESTMENT ADVISORS, LLC
CRD#: 285958 / SEC#:
Contact information
Red Flags
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