LM

Leslie Mandelstein

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CRD#: 1534943
LM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leslie Mandelstein was a registered financial professional .

Leslie is a previously registered financial professional and started their career in finance in 1986. Leslie had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 2, 2014 - December 31, 2014

MANDELSTEIN, LESLIE

RIA
CRD#: 168351
NORTHBROOK, IL
Past

July 7, 1998 - October 29, 2014

THE CUSTOM PLANNING GROUP, L.L.C

RIA
CRD#: 123450
NORTHBROOK, IL
Past

December 2, 1997 - November 10, 2014

MANDELSTEIN, LESTER

RIA
CRD#: 123453
NORTHBROOK, IL
Past

September 17, 1997 - December 14, 2012

OSAIC WEALTH, INC.

RIA
CRD#: 23131
NORTHBROOK, IL
Past

November 19, 1989 - December 14, 2012

OSAIC WEALTH, INC.

BD
CRD#: 23131
NORTHBROOK, IL
Past

September 24, 1986 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


ML
MANDELSTEIN, LESLIE
MANDELSTEIN, LESLIE

CRD#: 168351 / SEC#:

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Contact information


Main Address
450 Skokie Blvd. Suite 505, Northbrook, IL 60062
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


MANDELSTEIN, LESLIE

CRD#: 168351

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