James M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Martin Brown, CFP®, who also goes by Jim Brown, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1992
Experience
February 20, 2002 - March 27, 2023
J M BROWN FINANCIAL PARTNERS
August 21, 1986 - December 31, 2011
ASKAR CORP.
Primary Firm SEC Registration
J M BROWN FINANCIAL PARTNERS
CRD#: 118427 / SEC#: 801-130747
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J M BROWN FINANCIAL PARTNERS
CRD#: 118427 / SEC#: 801-130747
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 934 |
| AUM (Assets Under Management) | $ 158,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
