SI
Steven C. Ingram
FINANCIAL MANAGEMENT STRATEGIES
Canton, OH 44718
Some features on this profile are disabled
CRD#: 1534740
SI
Professional summary
Steven Craig Ingram, who also goes by Steve Ingram, is a registered financial advisor currently at FINANCIAL MANAGEMENT STRATEGIES, INC. located in Canton, Ohio and CETERA WEALTH SERVICES, LLC located in Canton, Ohio.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Ingram
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFER ADVISORY PRODUCTS TO CLIENTS, ASSET MANAGEMENT POSITION/TITLE/RELATIONSHIP: IAR START DATE: 11/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: IAR 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE 3. NAME OF OTHER BUSINESS: INGRAM FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES; ADDRESS: 6638 FORESTWOOD STREET NW CANTON OH 44718; NATURE OF BUSINESS: DBA FOR EXPENSES; START DATE: 9/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSES; 4. NAME OF OTHER BUSINESS: FRATERNAL ORDER OF EAGLES, MCKINLEY EAGLES #2370; INVESTMENT RELATED: NO; ADDRESS: 5024 MONTICELLO AVE NW CANTON, OH 44708; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX # OF HRS PER WK: 15-20 ; APX # OF HRS DURING TRADING HRS: NONE; BRIEF DESCRIPTION OF DUTIES: MANAGE, PLAN EVENTS, SUPPORT TO STAFF, RESTOCK SUPPLIES, BUILDING MAINTENANCE, REVIEW RECEIPTS DAILY; 5. NAME OF OTHER BUSINESS: MCKINLEY EAGLES #2370 CHARITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 5024 MONTICELLO AVE NW CANTON, OH 44708; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SEEK OUT CHARITABLE ORGANIZATIONS TO RECEIVE DONATIONS, REVIEW APPLICATIONS FOR ORGANIZATIONS TO RECEIVE DONATIONS; 6. NAME OF OTHER BUSINESS: FRATERNAL ORDER OF EAGLES, #2370; INVESTMENT RELATED: NO; ADDRESS: 5024 MONTICELLO AVE NW CANTON, OH 44708; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: BUILDING MAINTENANCE COMMITTEE CHAIRMAN; APX # OF HRS PER WK: 4 ; APX # OF HRS DURING TRADING HRS: 0; BRIEF DESCRIPTION OF DUTIES: HEAD A COMMITTEE OF MEN FOR MAINTAINING THE BUILDING AND PROPERTY OF THE AERIE, GENERAL REPAIR OF EQUIPMENT AND REAL PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view Steven Craig Ingram's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2019 - Present
FINANCIAL MANAGEMENT STRATEGIES, INC.
Office #1: 4117 Whipple Ave Nw Suite B, Canton, OH 44718RIA
CRD#: 120818
Canton, OH
Current
November 19, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4117 Whipple Ave Nw Ste B, Canton, OH 44718BD
CRD#: 13572
Canton, OH
Past
September 25, 2014 - December 12, 2019
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 123842
CANTON, OH
Past
August 4, 2010 - December 12, 2019
REGAL SECURITIES, INC.
BD
CRD#: 7297
Canton, OH
Past
June 6, 2006 - June 18, 2010
XTENT FINANCIAL GROUP, INC.
BD
CRD#: 7854
AKRON, OH
Past
January 4, 1999 - June 5, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CANTON, OH
Past
September 21, 1987 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
April 29, 1987 - October 20, 1987
POWER RESOURCES FINANCIAL AGENCY, INC.
BD
CRD#: 17835
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT STRATEGIES, INC.
FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD#: 120818 / SEC#: 801-66641
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)Ohio
Registered Investment Advisory firm - (11/7/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/26/2019)
RR
Georgia(4/23/2025)
RR
Illinois(12/16/2019)
RR
Indiana(1/3/2022)
RR
Maryland(11/19/2019)
RR
Massachusetts(4/23/2025)
RR
Montana(2/3/2023)
RR
New York(1/2/2020)
RR
Ohio(11/19/2019)
IAR
Ohio(11/21/2019)
RR
Pennsylvania(6/20/2025)
RR
Tennessee(12/12/2019)
RR
Texas(11/20/2019)
IAR
Texas(10/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT STRATEGIES, INC.
FINANCIAL MANAGEMENT STRATEGIES, INC.
CRD#: 120818 / SEC#: 801-66641
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)Ohio
Registered Investment Advisory firm - (11/7/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9200 South Hills Blvd. Suite 310, Broadview Hts., OH 44147
Mailing Address
Phone number
(216) 642-1099
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,776 |
| AUM (Assets Under Management) | $ 619,530,659 |
Red Flags
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